Are you considering buying or selling an Independent Financial Adviser (IFA) business? Navigating the complexities of a regulated business transaction requires expert legal and regulatory insight.
Join Myerson Solicitors for an informative webinar on the key legal and regulatory considerations when buying or selling an IFA business. Led by Chris Moss, Partner and Head of the Financial Services Sector at Myerson Solicitors, and Olivia Sturgess, an experienced legal advisor, this session will provide essential guidance on structuring transactions, regulatory permissions, and post-completion matters.
Key Topics Covered:
✅ Regulated Business and Legal Structures – Understanding the implications for LLPs, partnerships, sole traders, and limited companies.
✅ FCA Permissions and Change of Control – Key thresholds, FCA consent requirements, and navigating the ‘gap’ between exchange and completion.
✅ Structuring the Transaction – Examining asset and share sales, book of business transfers, TUPE implications, contracts, debts, and clawback issues.
✅ Successor Practice Considerations – Managing risks related to claims, indemnities, escrow arrangements, and insurance.
✅ Post-Completion Obligations – Ongoing covenants, oversight, transparency, and financial settlements.
Who Should Attend?
- IFA business owners considering a sale or acquisition
- Financial services professionals involved in mergers and acquisitions
- Compliance and legal teams within regulated firms
- Investors and stakeholders in the financial advisory sector
Gain valuable insights into mitigating risks and ensuring a smooth transaction process while remaining fully compliant with regulatory obligations.
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