Kaizen’s MiFID II Post-Trade Reporting course provides a thorough understanding of the MiFID II Trade Reporting regime for RTS 1&2 pre & post trade transparency, systematic internalisers and key definitions. The three-hour workshop is led by our MiFIR Reporting Director Chris Machin, an industry specialist in real-time reporting to APAs.
The course is endorsed by Chartered Institute for Securities & Investment (CISI) and is CPD-accredited.
Overview: The training course will focus on:
• The basics of real time reporting to APAs
• The evolution of the regime
• The different terminology
• The scope of reporting
• The timing of reporting
• The fields and how to populate.
Who is it for? Compliance, MO Trade Support & Regulatory Operations teams. In most firms, although Post-Trade Reporting is a Front Office trading regime, the reporting maintenance has fallen to Operations Teams. It will however benefit anyone involved in the MiFID reporting process.
Benefits: The course will give participants a broad understanding of the MiFID II Post-Trade Reporting requirements to reduce the risk of inaccurate reporting via their APA. It will give an understanding of the evolution of the regime and the transparency objectives.
We can run this course especially for your team in-house. Please contact us for more details: training@kaizenreporting.com
Costs:
£499 plus VAT (£598.80) - Standard online training rate
NB- A small platform fee is applied by Eventbrite
Meet the Trainer:
With more than 20 years financial services experience, Chris joined Kaizen in 2018 to build out its Post-Trade Reporting quality assurance service. Previously he worked at Simplitium (formerly Boat) where he specialised in regulatory product development. He helped to build and sell the Approved Publication Arrangement (APA) solution, TRADEcho, in partnership with the London Stock Exchange. Prior to this Chris spent nine years at UBS and has an extensive background in global banking, with subject matter expertise in regulatory regimes including MiFIR, CSDR, MAR, EMIR and Dodd-Frank, as well as MiFIR Trade Reporting.
The event is also subject to Kaizen's General Terms and Conditions and Cancellation Policy.
Kaizen's Training General Terms and Conditions and Cancellation Policy
Registration and Payment - Course delegates should register for the course on Eventbrite by completing the online registration. Registration must be completed 48 hours before the closing date.
Venue – Our courses are held online, via a video conferencing platform. Delegates are responsible for their own internet connection and IT equipment to join the training.
Intellectual property rights in the Course and Course Materials – The discounted virtual training does not include exam or supporting documentation. All intellectual property rights in course documentation supplied by Kaizen are and shall remain property of the Kaizen and therefore any exploitation, copying or distribution in any form of the same is strictly prohibited, except with the written consent of Kaizen. The delegate or organisation (whichever is applicable) shall not at any time use the name, logo or trademark of the Kaizen without the written consent of Kaizen.
Cancellation Policy – Substitute delegates may be made subject to notifying Kaizen of the change in attendees at least 24 hours before of the course start date. If you are an organisation, details of all delegates must be given to Kaizen at least 48 hours in advance of the course date.
A full refund will be given for cancellation requests received at least 10 working days before the course. Cancellations must be made by email to: training@kaizenreporting.com and must be received at least 10 working days before the course. Course delegates who cancel 10-5 working days prior to the course will receive a refund equal to 50% of the fee. No refund will be given for cancellations received less than 5 working days before the course.
Kaizen in its absolute discretion reserves the right to cancel the course due to unforeseen circumstances; in such circumstances Kaizen will use reasonable endeavours to contact the delegate or organisation (whichever is applicable) by email.
Liability – Kaizen shall use every effort to ensure that the contents of the course are accurate and up to date but Kaizen shall not be liable for any inaccurate or misleading information, nor for any consequential damage or expense or any loss of profit or any liability to third parties incurred as a result of reliance on such information which is provided for educational purposes only. Kaizen will provide an additional conference line number for anyone that experiences connection issues during any virtual training. However, Kaizen cannot be held accountable for any technology issues that occur during the virtual training due to external platform.
Kaizen aggregate liability under this agreement shall be limited to the total fees payable under this Agreement. Nothing in this Agreement shall limit the liability for death, fraud or personal injury caused by its negligence.
If you have queries regarding the course please send an email to training@kaizenreporting.com
